Dictionary of Finance and Investment Terms: focus report
focus report
FOCUS is an acronym for the Financial and Operational Combined Uniform Single report, which broker-dealers are required to file monthly and quarterly with self-regulatory organizations (SROs). The SROs include exchanges, securities associations, and clearing organizations registered with the Securities and Exchange Commission and required by federal securities laws to be self-policing. The FOCUS report contains figures on capital, earnings, trade flow, and other required details.
