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Can Audit Committees Prevent Management Fraud?
The world of accounting changed on July 30,2002, when the Sarbanes-Oxley Act (SOX) was signed into law. The ... (PERIODICAL ARTICLE)
Does the futures industry need revamping?
HEADNOTE Some propose that if the securities industry market model works, it should work for the futures industry ... (PERIODICAL ARTICLE)
Mandatory arbitration in the securities industry: Efficiency at the cost of...
IMAGE TABLE 1 I. INTRODUCTION IMAGE FORMULA 4 Christine Litaker was an African-American administrative assistant working for Lehman ... (PERIODICAL ARTICLE)
Does the futures industry need revamping? (Cover Story
Trade Trends).
Some propose that if the securities industry market model works, it should work for the futures industry as ... (PERIODICAL ARTICLE)
Developments on the international scene
HEADNOTE INTERNATIONAL At a May 2003 meeting in Chicago of The Appraisal Foundation, representatives of the Appraisal Institute ... (PERIODICAL ARTICLE)
The anatomy of a fraud.
Stung by the PTL fraud, the Evangelical Council for Financial Accountability has taken strides to enforce stricter standards ... (PERIODICAL ARTICLE)
Regulating corporate governance through the market: Comparing the...
IMAGE FORMULA 3 I. INTRODUCTION The concept of corporate governance is not easy to define or evaluate. In ... (PERIODICAL ARTICLE)
Future regulation in Ontario, --an industry perspective
HEADNOTE Insurance regulation is required to protect the interests of consumers. As our industry evolves, calls for common ... (PERIODICAL ARTICLE)
Understanding the changing role of the audit
committee.
In the wake of Enron and other corporate misconduct, Congress perceived that major systemic problems existed within corporate ... (PERIODICAL ARTICLE)
International initiatives - impact on AIC
HEADNOTE INTERNATIONAL A review of the business plans of all the leading appraisal and valuation organizations provides an ... (PERIODICAL ARTICLE)
Federal regulation of the municipal bond
market.
Over the past several years, municipal market participants, federal regulators, Congress and representatives of self-regulatory organizations have been ... (PERIODICAL ARTICLE)
On-line privacy: self-regulate or be regulated
later.
Listen to any discussion of the economic potential of the Internet, and the numbers start flying. Billions. Trillions. (PERIODICAL ARTICLE)
THE CASE FOR MARKET-BASED REGULATION
In this article, we reconsider the rationale for government regulation of markets. We begin by identifying markets as ... (PERIODICAL ARTICLE)
The Corporate Governance Industry
HEADNOTE This Article considers the role of the corporate governance industry as a voluntary regulator. The corporate governance ... (PERIODICAL ARTICLE)
Variation in the Intensity of Financial Regulation: Preliminary Evidence...
HEADNOTE How intensively should financial markets be regulated? Given the talk of regulatory convergence in financial markets, one ... (PERIODICAL ARTICLE)
Your privacy is sealed: effects of Web privacy seals
on trust and personal...
Online privacy is an issue of increasing national importance, and voluntary privacy seals provided by third-party organizations such ... (PERIODICAL ARTICLE)
FROM MARKETS TO VENUES: SECURITIES REGULATION IN AN EVOLVING WORLD
IMAGE TABLE 1 INTRODUCTION The world of securities trading is changing. Advances in technology, combined with the dramatic ... (PERIODICAL ARTICLE)
The value of our professional association
There has been a great deal of change in our profession lately. From expansion of our scope of ... (PERIODICAL ARTICLE)
Searching for a New Center: U.S. Securities Markets in Transition
Things fall apart; the center cannot hold. -W.B. Yeats, "The Second Coming" The apocryphal warning of Yeats carries ... (PERIODICAL ARTICLE)
The Case of CEO Richard Grasso and the NYSE: Proposals for Controlling...
IMAGE TABLE 1 I. INTRODUCTION In August 2003, for the first time in its 200-year history,1 the New ... (PERIODICAL ARTICLE) | |
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