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Investment News

Latest Issue: 07/09/2007

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In This Issue

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1. Barclays Bank exchange traded notes gather $2.6B; Some advisers still... Byline: David Hoffman PHILADELPHIA - Although iPath exchange traded notes have amassed more than $2.6 billion since making their debut more than a year ago, ... (PREMIUM PERIODICAL ARTICLE) 2. Shareholders always come first.(Monday Morning) Byline: Dan Jamieson You almost could hear the groans at A.G. Edwards & Sons Inc. when Wachovia Corp. chief executive G. Kennedy Thompson told analysts ... (PREMIUM PERIODICAL ARTICLE) 3. At the bell. Goldman Sachs reports death threats The Goldman Sachs Group Inc. said Friday that the FBI is investigating letters sent to nine newspapers nationwide threatening "hundreds'' ... (PREMIUM PERIODICAL ARTICLE) 4. Remaining regional firms say, 'We're not for sale';... Byline: Dan Jamieson IRVINE, Calif. - As the number of regional brokerage firms dwindles, executives at those that remain insist they're better off staying independent. (PREMIUM PERIODICAL ARTICLE) 5. Alternatives IPO bandwagon is rolling.(Reverse Spin) Byline: Charles Paikert Possible tax hikes and stagnant stock price movement aside, hedge funds and private-equity funds continue to beat a path to the public ... (PREMIUM PERIODICAL ARTICLE) 6. Mergers of advisers and benefit firms seen as a natural fit; Lenox Advisors,... Byline: Gary S. Mogel NEW YORK - Mergers between employee benefit and financial advisory firms may become common as they set their combined sights on ... (PREMIUM PERIODICAL ARTICLE) 7. Trading costs have predictive power; Transaction costs weigh heavily in... Byline: Kathie O'Donnell BOSTON - Forget expense ratios. Portfolio trading costs can be an even bigger drag on mutual fund performance. On average, U.S. stock ... (PREMIUM PERIODICAL ARTICLE) 8. 12(b)-1 fees come under attack again; Consumer advocates question their use... Byline: Sara Hansard WASHINGTON - On the heels of the federal appeals court decision rejecting fee-based brokerage accounts, brokers are facing yet another challenge from ... (PREMIUM PERIODICAL ARTICLE) 9. Panel to help firm attract rich women.(Short Interests) Byline: Charles Paikert NEW YORK - Carl Domino Inc. has formed an advisory board to help the firm attract high-net-worth women. Formed as part of ... (PREMIUM PERIODICAL ARTICLE) 10. Retirement has some in a panic.(Short Interests) Byline: Lisa Shidler CHICAGO - Most investors feel prepared for retirement, but a significant number are antsy, nervous and worse, according to a survey conducted ... (PREMIUM PERIODICAL ARTICLE)
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