- Securities brokerage firms: ranked by number of
full-time, registered securities brokers in L.A.
county.
EXECUTIVE SUMMARY UNSEATED by Smith Barney, Morgan Stanley moved to second place, having shed close to a third of its L.A. County brokers since its peak of 746 brokers in 2001. Merrill Lynch and UBS Financial Services Inc., formerly UBS PaineWebber, traded places, with only one broker separating third and ......
- An analysis of stock
recommendations.
We study the information content of stock reports when investors are uncertain about a financial analyst's incentives. Incentives may be aligned, in which case the analyst wishes to credibly convey information, or incentives may be misaligned. We find the following: Any investor uncertainty about incentives makes full revelation of information ......
- Stock brokerage sings Trilling's
praises.
Super-broker Stan Trilling gets to create boutique investment house within Paine Webber After Stan Trilling, 55, took a degree in banking and finance in 1961 from the University of California at Berkeley, he applied to one stock brokerage, then another, then another, then finally 35 brokerages, looking for work. "But ......
- The Future of Banking and The Role of
Technology.
Industry Trends As we transition away from the high growth years of the past two decades, it's an appropriate time to reflect upon the future of the banking industry. As the economy continues to slow from what has been a remarkable global expansion, the banking industry finds itself in the ......
- Banking industry braces for change --
Growth of non-bank finance companies, establishment of new smaller banks and continued regionalization of financial institutions are the major trends shaping the banking industry, according to Shipman & Goodwin L.L.P. of Stamford. Steve Gold and Robert Wonneberger, partners in the law firm's banking practice, said that as the number of ......
- Valuation of the Financial Services Industry
Industry Overview The financial services industry, SIC codes 60 - 62, covers banking institutions, related credit institutions, and securities brokers. Companies in the financial services sector work closely with both individual consumers and corporate clients to help them meet their financial needs. The sector is vulnerable to shifts in the ......
- A Banking Group Leader Looks behind Today's Trends
Last week, when the Federal Deposit Insurance Corp. released its quarterly profiles summarizing banking, construction and overall economic trends by state, New Jersey placed at or near the top compared with the neighboring states of New York and Pennsylvania. Nationally, however, the Garden State tended toward the middle or lower ......